// RESUME
Experience & Skills
Senior risk and governance professional with 10+ years in banking, controls, and compliance at Wells Fargo.
01. Professional Summary
Results-oriented operational risk and governance professional with progressive experience in control testing, RCSA execution, and risk appetite framework alignment within large banking environments. Skilled at monitoring and analyzing Key Risk Indicators, managing issues through GRC platforms, and translating complex risk data into clear executive reporting. Proven ability to collaborate across first and second lines of defense to strengthen internal controls, support CCAR and stress testing readiness, and drive regulatory compliance. Combines strong analytical capabilities with effective stakeholder communication to deliver measurable risk reduction outcomes.
02. Professional Experience
Senior Technology Operations Analyst
Application Segregation of Duties (ASOD) — Wells Fargo · Charlotte, NC
- Lead control testing campaigns for access governance controls across multiple business lines, ensuring adherence to risk appetite thresholds and regulatory standards.
- Design and execute RCSA assessments to identify control gaps, quantify residual risk, and recommend targeted remediation actions aligned with the enterprise risk framework.
- Monitor and report on Key Risk Indicators related to access governance, SoD violations, and entitlement reviews, delivering executive dashboards and trend analysis to senior leadership.
- Manage issues and action items through the GRC platform, tracking remediation timelines, escalating overdue items, and providing status updates to risk committees.
- Partner with 1st and 2nd line of defense teams to enhance control testing scripts, perform UAT on GRC system enhancements, and update policies and procedures.
- Conduct data analysis on the internal control environment using Excel, SQL, and visualization tools to support risk appetite metric recalibration and stress testing.
Information Security Analyst I
Wells Fargo · Charlotte, NC
- Executed access certification campaigns and entitlement reviews using RBAC/ABAC models, ensuring compliance with SOX, OCC, and internal policy requirements.
- Supported operational risk reporting by compiling KRI data, analyzing control effectiveness trends, and preparing materials for risk committee presentations.
- Coordinated with IT, Compliance, and Business Operations teams to remediate access control deficiencies and drive timely issue closure.
- Assisted in the development and maintenance of access governance policies, procedures, and control documentation to meet audit and regulatory requirements.
03. Core Competencies
Operational Risk Management
Control Testing & Reporting
KRI Monitoring & Analysis
RCSA Execution
Risk Appetite Framework
CCAR Readiness
Access Governance (RBAC/ABAC/SOD)
Issues & Action Management
Regulatory Compliance
Policy & Procedure Development
Stress Testing Support
Stakeholder Communication